FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065336501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven D. Rodemer, Respondent Former Registered Principal and Representative CRD No. 830561 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Steven D. Rodemer submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Merrimac Corporate Securities, Inc. Altamonte Springs, FL, and Robert G. Nash Altamonte Springs, FL, Respondents. DECISION Complaint No. 2011027666902r Dated: March 27, 2020 On remand from the Securities and Exchange Commission for reconsideration of sanctions. Held, sanctions modified.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Louis Ottimo, Syosset, NY, Respondent. DECISION Complaint No. 2009017440201r Dated: March 27, 2020 On remand from the Securities and Exchange Commission for reconsideration of sanctions. Held, sanctions reaffirmed.