3170. Mandatory Electronic Filing Requirements
This rule is no longer applicable. NASD Rule 3170 has been superseded by FINRA Rule 4517. Please consult the appropriate FINRA Rule.
3160. Extensions of Time Under Regulation T and SEC Rule 15c3-3
This rule is no longer applicable. NASD Rule 3160 has been superseded by FINRA Rule 4230. Please consult the appropriate FINRA Rule.
3131. Regulation of Activities of Section 15C Members Experiencing Financial and/or Operational Difficulties
This rule is no longer applicable. NASD Rule 3131 has been superseded by FINRA Rule 4130. Please consult the appropriate FINRA Rule.
3121. Custodian of the Record
This rule is no longer applicable. NASD Rule 3121 has been superseded by FINRA Rule 4570. Please consult the appropriate FINRA Rule.
3120. Use of Information Obtained in Fiduciary Capacity
This rule is no longer applicable. NASD Rule 3120 has been superseded by FINRA Rule 2060. Please consult the appropriate FINRA Rule.
3115. Requirements for Alternative Trading Systems to Record and Transmit Order and Execution Information for Security Futures
This rule is no longer applicable. NASD Rule 3115 has been superseded by FINRA Rule 4551. Please consult the appropriate FINRA Rule.
IM-3110. Customer Account Information
This rule is no longer applicable. NASD IM-3110 has been superseded by FINRA Rule 4510 Series. Please consult the appropriate FINRA Rule.