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20-01479(1).pdf
Amended
2019063686301 Israel Soto CRD 5897011 AWC sl (2021-1616717999920).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019063686301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Israel Soto (Respondent)
Former General Securities Representative CRD No. 5897011
Pursuant to FINRA Rule 9216, Respondent Israel Soto submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
2017055591602 Precision Securities, LLC CRD 103976 AWC sl (2021-1616717999735).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2017055591602
TO: Department of Enforcement
Financial Industry Regulatory Authority (“FINRA”)
RE: Precision Securities, LLC, Respondent
Broker-Dealer CRD No. 103976
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Precision Securities, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.