12506. Document Production Lists
This rule is no longer applicable. NASD Rule 12506 has been superseded by FINRA Rule 12506. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12506 has been superseded by FINRA Rule 12506. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12505 has been superseded by FINRA Rule 12505. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective December 15, 2008.
The Customer Code will apply to claims filed on or after April 16, 2007. In addition, the list selection provisions of the Customer Code will apply to previously filed claims in which a list of arbitrators must be generated after April 16, 2007; in these cases, however, the claim will continue to be governed by the remaining provisions of the old Code unless all parties agree to proceed under the new Code.
This rule is no longer applicable. NASD Rule 12503 has been superseded by FINRA Rule 12503. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12502 has been superseded by FINRA Rule 12502. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12501 has been superseded by FINRA Rule 12501. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12500 has been superseded by FINRA Rule 12500. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12414 has been superseded by FINRA Rule 12414. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12413 has been superseded by FINRA Rule 12413. Please consult the appropriate FINRA Rule.