FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019064038501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ashley K. Martin, Respondent General Securities Representative CRD No. 4628096 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Ashley K. Martin ("Martin" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.