2017056698601 Jason Edward Schwartz CRD 2798141 Complaint sl (2021-1610065197852).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
Department of Enforcement, Complainant, v. Jason Edward Schwartz CRD No. 2798141, Respondent. Disciplinary Proceeding No. 2017056698601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From in or around December 2015 through May 2017 (the “relevant period”), while registered with FINRA through member firm AIG Capital Services, Inc. (AIG), Respondent Jason Edward Schwartz converted $32,400 from AIG by submitting falsified