2020065993801 William F. Winchester III , CRD No. 4404327 AWC gg (2023-1683418806646).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020065993801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: William F. Winchester III (Respondent)
Former General Securities Representative
CRD No. 4404327
Pursuant to FINRA Rule 9216, Respondent William F. Winchester III submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
20-00739(4).pdf
order to confirm
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