FPWMP

Financial Planning & Wealth Management Professional (FPWMP)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization Corporate Finance Institute (CFI)
Qualification and Training Requirements
Prerequisites

None
Designation Training Requirements

Online, self-paced training courses
Designation Exam Type

Online, closed-book course assessments
Continuing Education Requirements

None
Verification and Complaints
Online Designation Resource

None
Investor Complaint Process

None
Published List of Disciplined Designees

None

2024081526901 Jared R. Bon CRD 7680680 AWC gg (2024-1735258799908).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081526901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared R. Bon (Respondent) Former Associated Person CRD No. 7680680 Pursuant to FINRA Rule 9216, Respondent Jared R. Bon submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2023080469001 Rachel Chapman CRD 6058136 AWC gg (2024-1735258799906).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080469001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rachel Chapman (Respondent) Former General Securities Representative CRD No. 6058136 Pursuant to FINRA Rule 9216, Respondent Rachel Chapman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Subscribe to