2022076913301 Feng Kou Chen CRD 6424082 AWC vr (2024-1731025200830).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022076913301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Feng Kou Chen (Respondent)
Fonner General Securities Representative
CRD No. 6424082
Pursuant to FINRA Rule 9216, Respondent Feng Kou Chen submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
23-01291.pdf
consolidated with 23-01290 and 23-01292
23-01292.pdf
consolidated with 23-01291 and 23-01290
23-01290.pdf
consolidated with 23-01291 and 23-01292