Opportunities and Risks in Data Aggregation

Regulators and industry participants are weighing the balance between opportunities presented by financial technologies like data aggregation with potential risks these new innovations may pose to investors and markets. On April 12, 2018, FINRA hosted a FinTech Roundtable with member firms in New York City focused on this topic, along with current trends in RegTech and Personal Financial Management. Check out the video below to see what happened, why we are tackling these important issues and how FINRA and other regulators are leveraging technology to make smarter rules and keep markets safe.