SR-FINRA-2019-008
Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to enhance the collection and dissemination of new issue reference data for corporate bonds and charge associated fees.
See also SR-FINRA-2021-007 (Proposed Rule Change to Extend the Time to Announce the Implementation Schedule for FINRA’s Corporate Bond New Issue Reference Data Service).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 350.71 KB | |
| Federal Register Notice | PDF - 248.2 KB | |
| Notice of Designation of a Longer Period for Commission Action | PDF - 266.83 KB | |
| Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 315.48 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 258.56 KB | |
| Notice of Filing of Amendment 2 and Designation of a Longer Period for Commission Action | PDF - 296.63 KB | |
| Response to Comments | PDF - 739.56 KB | |
| Approval Order | PDF - 191.71 KB | |
| Notice of Intent to Petition and Stay | PDF - 125.2 KB | |
| Petition of Bloomberg, L.P. for Review | PDF - 1.53 MB | |
| Order Granting Petition for Review and Scheduling Filing of Statements | PDF - 104.74 KB | |
| Statement in Support of Proposed Rule Change | PDF - 1.25 MB | |
| Approval Order No. 2 | PDF - 352.95 KB | |
| Order Scheduling Filing of Statements | PDF - 187.58 KB | |
| Response to Comments No. 2 | PDF - 207.35 KB |