Get Involved

Firm executives can get involved with FINRA’s process through committee service, comment letters and other methods. FINRA has many opportunities for firms to be involved with its committees. The Regional Committees, Small Firm Advisory Committee, National Adjudicatory Council, and Board of Governors all hold annual elections. Many firm executives looking to get involved in the FINRA process have found that serving on a Regional Committee is a good place to start. On this page you will find descriptions on the different committees, how the election process works, how to indicate interest in being considered for committee or board service and communications to firms about the upcoming elections.

FINRA's Advisory Committees

Learn more about FINRA’s advisory committees.

Elections and How They Work

Learn how each election works.

Indicating Interest in Committee and Board Service

Indicate your interest in being considered for positions on FINRA’s committees and boards.

Election Notices

Keep track of elections and appointments to FINRA's committees and boards

Requests for Comments

Keep track of elections and appointments to FINRA's committees and boards