2024 |
Q3 |
122225 |
BTIG, LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
36866 |
PLANNER SECURITIES LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
150892 |
WATERMILL INSTITUTIONAL TRADING LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
38535 |
MOLONEY SECURITIES CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
42941 |
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
27913 |
L.M. KOHN & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
5309 |
FBL MARKETING SERVICES, LLC |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
21544 |
MIDDLEGATE SECURITIES INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
10091 |
LESKO SECURITIES INC. |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
16204 |
LIFEMARK SECURITIES CORP. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
151717 |
SOFI SECURITIES LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
47788 |
BETTERMENT SECURITIES - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
2543 |
B. RILEY WEALTH MANAGEMENT |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
21000 |
OAKWOOD CAPITAL SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
6905 |
FELTL & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
28352 |
LANDOLT SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
6905 |
FELTL & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
38123 |
BRINKER CAPITAL SECURITIES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
21544 |
MIDDLEGATE SECURITIES INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
7784 |
FIDELITY BROKERAGE SERVICES LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
312379 |
TITAN GLOBAL TECHNOLOGIES LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
120242 |
LIGHT HORSE SECURITIES, INC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
147853 |
WALLACHBETH CAPITAL LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
35878 |
SPROTT GLOBAL RESOURCE INVESTMENTS LTD - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
30812 |
RIEDL FIRST SECURITIES COMPANY OF KANSAS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
29163 |
COKER & PALMER - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
6914 |
VAN CLEMENS & CO. INCORPORATED - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
47215 |
SECURITIES EQUITY GROUP - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
13092 |
MUTUAL SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
103723 |
MAPLEWOOD INVESTMENTS, INC. - Disclosure |
FIDELITY BROKERAGE SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
325118 |
COMPOSER SECURITIES LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
283965 |
FOLIONET FINANCIAL LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
519 |
LINCOLN INVESTMENT |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
42941 |
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
143007 |
EMPIRE ASSET MANAGEMENT COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
27913 |
L.M. KOHN & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
31194 |
RBC CAPITAL MARKETS, LLC |
Self |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
41608 |
FINTRUST BROKERAGE SERVICES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
38123 |
BRINKER CAPITAL SECURITIES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
665 |
PIPER SANDLER & CO. |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
39356 |
KBFG SECURITIES AMERICA INC. - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
288898 |
KINGSWOOD CAPITAL PARTNERS, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
103792 |
EF HUTTON LLC |
Self |
10/30/2024 |
PDF |
AXOS |
2024 |
Q3 |
288898 |
KINGSWOOD CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
288898 |
KINGSWOOD CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
23407 |
BUCKMAN, BUCKMAN & REID, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
35844 |
CASCADE INVESTMENT GROUP, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
103789 |
USCA SECURITIES LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
16204 |
LIFEMARK SECURITIES CORP. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
7927 |
NORTHERN TRUST SECURITIES, INC. |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
104982 |
TRADIER BROKERAGE, INC. - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
148743 |
SPIDERROCK EXS, LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
139515 |
MCAP LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
41353 |
THOMPSON DAVIS & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
41353 |
THOMPSON DAVIS & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
22449 |
CUTTER & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
2950 |
DORN & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
16365 |
CARTER, TERRY & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
288933 |
CLEAR STREET LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
44848 |
KOVACK SECURITIES INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
42060 |
OBERWEIS SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
298361 |
ETORO USA SECURITIES INC. |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
155523 |
TC2000 BROKERAGE, INC. - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
28684 |
GBM INTERNATIONAL, INC. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
104021 |
CHOICETRADE |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
44807 |
MORGAN WILSHIRE SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
26193 |
ALAMO CAPITAL - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
2950 |
DORN & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
47215 |
SECURITIES EQUITY GROUP - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
129052 |
PNC INVESTMENTS - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
265 |
EQUITY SERVICES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
11826 |
LIME TRADING CORP |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
287728 |
STASH CAPITAL LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
17454 |
BNY MELLON CAPITAL MARKETS, LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
44158 |
CAPITAL ONE SECURITIES, INC. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
127701 |
GRADIENT SECURITIES, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
21000 |
OAKWOOD CAPITAL SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
29775 |
CONTINENTAL INVESTORS SERVICES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
3441 |
SMITH, MOORE & CO. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
103789 |
USCA SECURITIES LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
1175 |
BARRETT & COMPANY - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
1331 |
BROWN, LISLE/CUMMINGS, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
8348 |
T. ROWE PRICE INVESTMENT SERVICES, INC. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
290244 |
LINDEN THOMAS AND COMPANY SECURITIES, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
149777 |
MORGAN STANLEY |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
41353 |
THOMPSON DAVIS & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
143007 |
EMPIRE ASSET MANAGEMENT COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
27913 |
L.M. KOHN & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
5049 |
BROWN ASSOCIATES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |