TRF Exchange Participants Rollout Schedule
FINRA/NYSE TRF Phases
| Date | Stock List |
|---|---|
| 4/18/07 | All CQS and NASDAQ-listed issues |
FINRA/BSE TRF Phases
The launch of the FINRA/BSE Trade Reporting Facility was approved by FINRA for an effective launch date of Tuesday 3/20/07.
The BSE Market Operations Center will be in close contact with our clients and regulatory representatives from FINRA, SIP and SIAC as necessary. See below for our rollout plan and for questions related to this plan, please contact Marc Maselli, Boston Stock Exchange (617) 235-2424.
| Date | Symbol | Duration |
|---|---|---|
| 3/20 | Test Symbol ZVZZT | 1/2 day |
| 3/21 | JNJ, AMGN, INTC | 1/2 day |
| 3/22 | JNJ, AMGN, INTC | 1 day |
| 3/23 | Live Health Sector | 3 days |
|
PFE, JNJ, MRK, ABT, AMGN, UNH, WYE, MDT, LLY, BMY, WLP, SGP, GILD, BAX, CAH, CMX, BSX, SYK, AET, ZMH, DSCP, TMO, CELG, BDX, MHS, GENZ, AGN, FRX, BIIB, MCK, STJ, CI, ESRX, BMET, HUM, ABC, DGX, LH, CVH, BCR, MEDI, VAR, PPDI, HCR, RMD, HB, LNCR, CYH, MLNM, CYTC, THC, IVGN, CRL, UHS, RESP, WOOF, PKI, EW, BOL, HOLX, WPI, IDXX, GPRO, VMSI, USPI, OMI, AHG, HAE, IART, DNEX, GHCI, ALO, REGN, VPHM, DIGE, VTIV, CNC, HLEX, ARTC, CHE, LCAV, PLMD, PRXL, VAS, KNDL, CYBX, MATR, ENZ, DRTE, ODSY, MMSI, PDGI, KNSY, BDY, RHB, HH, ARQL, POSS, CRY, BLTI, TGX, OSTE, HNT, RX, SEPR, WAT, BRL, HSP, PDCO, PDX, OCR, XRAY, HMA, MYL, HSIC, CEPH, KG, TRI, ISRG, BEC, VRTX, CVD, CERN, MIL, SIE, TECH, BLUD, EYE, PDLI, LPNT, MNT, PSYS, COO, MRX, SRZ, AFFX, AGP, VARI, STE, MOGN, VRX, PRGO, HWAY, MDRX, AMMD, PSSI, DJO, AHS, PRX, BSTE, ALOG, PMTI, SCRX, CNMD, SVNT, VIVO, MATK, AMED, CCRN, VITL, NOVN, AMSG, SRDX, CBM, IVC, ICUI, GB, GTIV |
||
| 3/28 | S&P 500 | 4 days |
| 4/2 | All Stocks | |
FINRA/NSX CQS TRF Phases
| Date | Stock List |
|---|---|
| Week1 Day 1 (February 20, 2007) | Rollout all CQS symbols that start with the letters 'A' - 'E' |
FINRA/NASDAQ TRF Phases
| Date | Stock List |
|---|---|
| Tuesday 8/1/2006 | All NASDAQ-listed issues |
| Monday 3/5/2007 | All CTS-listed issues |
FINRA/NSX TRF Phases (All dates are approximate dates)
Week 1 - Day 1 (November 27, 2006)
BCAR BANK OF THE CAROLINAS
Week 1 - Day 3 (November 29, 2006)
The following symbols will be available for trade reporting through the FINRA/NSX TRF.
| ATAR | ATARI, INC |
| BSQR | BSQUARE CORP |
| DIMEZ | DIME BANCORP INC |
| FMDAY | FUTUREMEDIA PLC |
| FONR | FONAR CORP |
| GENR | GENAERA CORP |
| GNTA | GENTA CORPORATION |
| GTCB | GTC BIOTHERAPEUTICS INC |
| GTIM | GOOD TIMES RESTAURANTS INC |
| INHX | INHIBITEX INC. |
| LCRY | LECROY CORPORATION |
| LENSD | CONCORD CAMERA CORP |
| MDCA | MDC PARTNERS INC |
| MDII | MDI INC |
| MDLK | MEDIALINK WORLDWIDE INC |
| NGRU | NETGURU INC |
| NMGC | NEOMAGIC CORPORATION |
| ONSM | ONSTREAM MEDIA CORP |
| OPOF | OLD POINT FINL CORP |
| PDEX | PRO DEX INC NEW COLORADO |
| QMED | Q MED INC |
| RCMT | RCM TECHNOLOGIES INC |
| SERV | SERVIDYNE INC |
| TEAM | TECHTEAM GLOBAL INC |
| VLTS | VALENTIS, INC |
| VWPT | VIEWPOINT CORP |
| WSTM | WORKSTREAM, INC |
Week 2 - Day 1 (December 4, 2006)
Rollout all NASDAQ symbols that start with the letter 'A'.
Week 2 - Day 3 (December 6, 2006)
Rollout all NASDAQ symbols that start with the letter 'B'.
Week 2 - Day 5 (December 8, 2006)
Rollout all NASDAQ symbols that start with the letter 'C'.
Week 3 - Day 1 (December 11, 2006)
Rollout all NASDAQ symbols that start with the letters 'D' - 'K'
Week 3 - Day 3 (December 13, 2006)
Rollout all NASDAQ symbols that start with the letters 'L' - 'S'
Week 3 - Day 5 (December 15, 2006)
Rollout all NASDAQ symbols that start with the letters 'T' - 'Z'