Legal Agreements
TRF Exchange Participant Legal Agreements
- (PDF 18 KB)
- (PDF 18 KB)
Other Legal Agreements
- FINRA Transparency Services Uniform Reporting Agreement (PDF 15 KB)
- (PDF 213 KB)
- (PDF 373 KB)
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.