TRACE Reporting of Transactions in U.S. Treasury Securities: Final Installment in Series
On-Demand Recording: Phone-In Workshop
Original Program Date: June 8, 2017
On July 10, 2017, FINRA member firms must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE). To assist firms with this initiative, FINRA's Transparency Services department is hosting a series of free phone-in workshops. The final phone-in workshop in this series took place Thursday, June 8. During this on-demand presentation, FINRA staff review relevant rules and regulations, and discuss testing and other relevant technical information.
Free On-Demand Phone-In Workshop Recording
FINRA has made a recording of this phone-in workshop available to FINRA member firms for free. To listen to it, register by clicking the button below and then completing the online registration form. A confirmation email will be sent after your registration has been processed.