TRACE Reporting of Transactions in U.S. Treasury Securities: Demonstration of Forms

On-Demand Recording: Phone-In Workshop and WebEx Presentation
Original Program Date: April 6, 2017

On July 10, 2017, FINRA member firms must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE). To assist firms with this initiative, FINRA's Transparency Services department is hosting a series of free phone-in workshops. The second installment in this series—a phone-in workshop and Web-Ex presentation—took place Thursday, April 6. During this on-demand presentation, FINRA staff reviewed relevant rules and regulations, provided a demonstration of new related forms, and discussed testing and other relevant technical information.

Free On-Demand Phone-In Workshop Recording

FINRA has made a recording of this phone-in workshop available to FINRA member firms for free. To listen to it, register by clicking the button below and then completing the online registration form. A confirmation email will be sent after your registration has been processed.