Technical Notice

TRAQS User Guides for TRACE Trade Reporting of Treasury Securities

May 26, 2017

Effective Monday, July 10, 2017, FINRA member firms will be required to report transactions executed in Treasury securities (Treasuries) to TRACE as per Regulatory Notice 16-39.

The

TRACE for Treasuries User Guide

and

Multi-Trade Entry and Trade Recall Quick Reference Guide - version 1.1

User Guides incorporate the technical requirements necessary for firms to report Treasury securities transactions to TRACE via the secure website.

Member firms are encouraged to review the attached versions of these specifications and direct any questions via email to FINRA Product Management or by calling (866) 899-2107.