For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA has observed that some TRACE Corporate and Agency and TRACE Treasury trades reported for execution dates of November 28 and November 29, 2024 have been misrepresented as being late. FINRA is investigating the cause and will update affected clients as more details are known.