Trade Reporting and Compliance Engine (TRACE) Documentation
Trade Reporting
Corporate, Agency and 144A Debt
| System | Current | Future | Historical |
|---|---|---|---|
| Multi-Trade Entry and Trade Recall Quick Reference Guide | Version 1.1 Published May 26, 2017 | ||
| TRACE Web API Specifications for Corporate and Agency Debt | Version 4.12a Published October 23, 2023 | Version 5.1 Published August 20, 2024 | Version 3.0 - 5.0 |
| TRACE OTC Corporate Bonds and Agency Debt User Guide | Version 5.3a Published October 23, 2023 | Version 6.0 Published April 29, 2024 | Version 2.0 - 5.3a |
| TRACE FIX Specifications for Corporates and Agencies | Version 1.5 Published May 16, 2022 | Version 1.4 |
Securitized Products
| System | Current | Future | Historical |
|---|---|---|---|
| Multi-Trade Entry and Trade Recall Quick Reference Guide | Version 1.1 Published May 26, 2017 | ||
| TRACE Web API Specification for Securitized Products | Version 6.0 Published April 29, 2024 | Version 6.1 Published August 20, 2024 | Version 2.0 - 6.0 |
| TRACE Securitized Products User Guide | Version 5.1 Published January 31, 2022 | Version 6.0 Published April 29, 2024 | Version 2.0 - 5.0 |
| TRACE FIX Specifications for Securitized Products | Version 1.8 Published March 5, 2018 |
Treasuries
| System | Current | Future | Historical |
|---|---|---|---|
| TRACE Web API Specification for Treasury Securities | Version 3.1 Published May 15, 2023 | Version 4.1 Published August 20, 2024 | Version 3.0 - 4.0 |
| Multi-Trade Entry and Trade Recall Quick Reference Guide | Version 1.1 Published May 26, 2017 | ||
| TRACE For Treasuries User Guide | Version 2.1 | Version 3.0 Published April 29, 2024 | Version 2.0 Published October 29, 2020 |
| TRACE FIX Specifications for Treasury Securities | Version 1.5 Published August 3, 2020 | Version 1.4 Published March 5, 2018 |
Other Products
| System | Current | Future | Historical |
|---|---|---|---|
| FINRA ADDS User Guide | Version 16.9 Published June 2024 | Version 16.8 Published April 2024 | |
| Issue Management Web User Guide | Version 1.4 Published October 2023 | ||
| Issue Management System Bulk Upload User Guide | Version 1.4 Published August 2023 | ||
| Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website | Version 2.0 Published April 29, 2024 | Version 2.1 Published August 20, 2024 | Version 1.3 Version 1.2 |
| Multifactor Authentication (MFA) Web Help | Version 2.0 Published April 29, 2024 | Version 2.1 Published August 20, 2024 | Version 1.0 Published February 2021 |
Dissemination
| System | Current | Future | Historical |
|---|---|---|---|
| TRACE BTDS Specification | BTDS 2.1 MOLD/UDP v1.0 Effective October 21, 2024 MOLD/UDP Specification Effective October 21, 2024 BTDS IP Addresses Effective October 21, 2024 | Version 3.0 - 4.8 | |
| TRACE ATDS Specification | ATDS 2.1 MOLD/UDP v1.0 Effective October 21, 2024 MOLD/UDP Specification Effective October 21, 2024 ATDS IP Addresses Effective October 21, 2024 | Version 2.0 - 3.8 | |
| TRACE BTDS 144A Specification | BTDS-144A 2.1 MOLD/UDP v1.0 Effective October 21, 2024 MOLD/UDP Specification Effective October 21, 2024 BTDS-144A IP Addresses Effective October 21, 2024 | Version 1.0 - 2.9 | |
| TRACE SPDS Specification | Version 2.8 Published December 21, 2023 | ||
| TRACE SPDS 144A Transaction Specification | Version 1.7 Published February 18, 2022 | Version 1.1 - 1.6 |