For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This 90-minute online training session focused on the features and functionality of the TRAQS website for TRACE reporting. It introduced users—especially staff with limited exposure to TRACE—to TRAQS and how the functionality can be utilized for TRACE reporting and management of reported transactions.