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Technical Notices

Title Date
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems - TRACE
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems - ORF
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems - ADF
FINRA OTC Reporting Facility (ORF) NTF System EMC Event
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems - TRF
OTC Reporting Facility (ORF) User Acceptance Testing
FINRA OTC Reporting Facility (ORF) NTF System EMC Event
FINRA TRAQS User Review
OTC Reporting Facility (ORF) TDDS 2.1 Production Parallel Testing
Update - Upcoming Enhancements to FINRA’s OTC Transparency Data Statistics
OTC Reporting Facility (ORF) User Acceptance Testing
OTC Reporting Facility (ORF) Clearing Testing
Update - TRAQS Website Error
TRAQS Website Error
OTC Reporting Facility (ORF) User Acceptance Testing
FINRA TDDS 2.1 Nightly Replay Test Data File
Upcoming Enhancements to FINRA’s OTC Transparency Data Statistics
FINRA OTC Reporting Facility (ORF) NTF System MWCB Event
FINRA Updates the OTC Equities High Price Dissemination List
FINRA ORF API Changes
FINRA OTC Reporting Facility (ORF) NTF System
OTC Reporting Facility (ORF) User Acceptance Testing
Reminder - FINRA Data Feeds Protocol and Retransmission Changes (TDDS 2.1)
Update - FINRA Forms and PDM
FINRA Forms and PDM
OTC Transparency Data Publication Delay
Update - OTC Transparency Data Publication Delay
Final Reminder - TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
fileX SFTP Service Interruption in QAINT