Update - FINRA New Issue Form

FINRA has resolved the problem users experienced loading the main grid on the FINRA New Issue form.

MARCH 05, 2024

FINRA has been made aware that users of the TRACE and ORF New Issue Form have reported that the main grid is not loading efficiently. FINRA is working to resolve this problem.

In the meantime, users wishing to submit a new issue form to FINRA may still do so by clicking the “Add” button and completing the New Issue Form. The form will be transmitted to FINRA upon submission. New security addition details are published in real time via the TRACE and ORF Daily Lists.

Please contact FINRA Operations or call (866) 776-0800 to inquire about this issue.