For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA has updated the TRACE SPDS Data Feed Specification. The value of “U”, for Issuing Agency “UMBS” is now listed in the RDID identification table.
Contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.