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ORF Technical Notices

Title Date
FINRA ADDS – Trade Journals Are Now Available
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Update - TRAQS Connections
TRAQS Connections
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
New OTC Threshold List Data Download and API Guidelines (Effective January 14, 2019)
New OTC Equity Short Interest Data Download and API Guidelines (Effective January 14, 2019)
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA System Closures for National Day of Mourning
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Update - TDDS 2.0 Bandwidth Modification
Revised FINRA Transaction Fee Transfer Agreement
Reminder - Equity Short Sale Validations
Reminder - FINRA Changes to FIX Trade Reporting Related to Processing of Execution Time
FINRA Planned Termination of Support of CTCI Protocol for Reporting Trades to TRACE AND ORF
Final Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Equity Short Sale Validations
FINRA Plans Changes to FIX Trade Reporting Related to Processing of Execution Time
Reminder - TLS Upgrade and ORF Next Day Dividend
Reminder: FINRA Internal Testing In Production
Reminder: Trade Reporting and T+2 Settlement
TDDS 2.0 Specification Updates
SPDS/SPDS-144A Data
OTCE Equities Notifications
OTCE Historical Data Download Files
ORF Step In/Step Out Trades
FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF)
OTCE Threshold Correction