FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF)

As referenced in FINRA Rule Filing 2015-035, FINRA will allow firms to submit trade reports identified as clearing-only, non-regulatory that relate to previously reported trades. These trade reports are allowed in accordance with the rules specified in the filing. The changes will go into effect on Monday, February 1, 2016.

For more information regarding the rule filing, please contact FINRA Office of General Counsel (OGC) at (202) 728-8071.

If you have questions regarding this notice, please contact FINRA Product Management or call (866) 899-2107.