For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA has been made aware of an issue with clients reporting ORF cross trades via FIX. FINRA is aware of the issue and will institute a solution starting Tuesday, January 24, 2023. Cross trades entered via TRAQS are unaffected by this issue.
Contact FINRA Market Operations with questions regarding this notice.