FINRA publishes New OATS Reporting Technical Specifications

The latest edition of the OATS Reporting Technical Specifications dated March 26, 2020 is now available.

This edition includes updates related to the onboarding of  the Long-Term Stock Exchange.  The changes will be effective in the OATS Certificate Test Environment on April 24, 2020 and in the OATS Production Environment on May 15, 2020.

In addition, FINRA’s Guidance on OATS Exchange Route Matching has also been revised to include matching criteria related to the Long-Term Stock Exchange.

If you have any questions regarding this matter, please call 1-800-321-6273.