An Affordable Firm Element Solution
null

FINRA's suite of more than 80 e-learning courses offers an affordable solution for Firm Element, AML training and other compliance education—developed by FINRA with input from industry experts. Courses cover the following topics and more.

  • Anti-Money Laundering
  • Communications With the Public
  • Ethics
  • Insurance and Annuities Products
  • Sales Practice Obligations
  • Securities Products
  • Social Media
  • Suitability and Know Your Customer Obligations

    View the e-learning course brochure for a full listing of courses and course descriptions.

    Each 20- to 30-minute course leads users through common compliance situations and utilizes scenario-based learning and decision points to help users understand the content. Courses conclude with post-course examinations to further measure understanding.

    Purchase Courses

    Purchase library subscriptions for access to all FINRA courses or purchase individual courses for targeted training on specific compliance topics.

    FINRA Member Firms: Find and Purchase Courses and Library Subscriptions
    Non-Members: Find and Purchase Courses and Library Subscriptions

    Note: Use of FINRA’s e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.