2025 Program Dates: November 16 – 21
This course takes place at Georgetown University's McDonough School of Business in Washington, DC. Over five days, Georgetown University business and law school professors and financial services industry experts explore a series of advanced-level regulatory and compliance topics that help participants build on previous coursework covered during Week I.
After completing this course, you will be able to:
- understand the evolution of insider trading regulation, theories and case law and evaluate situations for insider trading violations;
- understand the evolution of the national market system, factors that contribute to market risk and notable regulatory responses to events and abuses;
- analyze U.S. anti-money laundering laws and global anti-money laundering regimes; and
- assess implications of the latest regulatory challenges, trends and developments.
Sessions
View the schedule at-a-glance and session descriptions for the November 2024 course.
2025 Registration Fees:
Individual Attendee Registration Rates
Price includes registration fees, hotel accommodations, meals and materials.
Cancellation Policy
Full refunds for registration will be granted to written requests received 30 days or more prior to the start date of each course. A partial refund (50% of the registration fee) will be granted for written cancellation requests received within 30 days of the start date of the course.
Traveling Guidance
We suggest that you do not purchase restricted or non-refundable tickets for travel to a course. FINRA assumes no liability for penalties or fare increases should a course sell out or in the unlikely event that a course is cancelled or rescheduled for any reason.