Get SET - State Examiner Training
FINRA and NASAA are bringing securities regulators together for a joint virtual conference dedicated to training state securities examiners on conducting broker-dealer exams. This collaborative, two-day event focuses on strategies and solutions to help examiners strengthen their skills. Day 1 is geared for examiners with less than 3 years of experience. Day 2 is structured for examiners with more than 3 years of experience, but examiners of any experience level are welcome to register on either day.
Agenda
View the State Examiner Training online brochure.
Registration
2023 Get SET was held January 25-26. Registration is closed.
Press
This event is not open to the media.