Financial Crimes Spotlight Webinar: Protecting Your Customers From Scams and Financial Fraud – On Demand Recording

November 11, 2024

Designed for client-facing staff at FINRA member firms, this webinar addresses how to protect your customers by identifying the different types of fraud and what to do when you find that your customers are being defrauded. Join us as we discuss how to handle conversations with victims and what challenges you may face.  

Speakers:

  • Brooke Hickman, Director, Vulnerable Adults & Seniors Team Specialists
  • Rob Mascio, Director, Investor Education Outreach
  • Mayur Patel, Senior Principal Intelligence Specialist, Financial Intelligence Unit
  • Blake Snyder, Senior Director, Financial Intelligence Unit
FINRA MEMBER REGISTRATION

 

CRCP Graduates

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.