Compliance Workshops
FINRA Compliance Workshops are informal, interactive learning opportunities that provide 2 – 3 hours of in-depth educational content on key compliance topics. Workshops are designed to provide industry practitioners the opportunity to learn from and engage with FINRA staff and subject matter experts and peers in a small group setting.
Cybersecurity Vendor Risk Management Workshop
April 9 | Denver, CO | 2 – 4:30 p.m. MT (Reception to follow)
Join us for a cybersecurity on vendor risk management. As the complexity and prevalence of cyber-attacks grow, it is more essential than ever for CCOs and firm leaders to understand how to effectively manage vendor risks. This session covers the risks and threats associated with vendors, vendor lifecycle phases, controls and compliance, and actionable tips firms can leverage to strengthen vendor risk management programs.
April 9 | Denver, CO | 2 – 4:30 p.m. MT (Reception to follow)
Join us for a cybersecurity on vendor risk management. As the complexity and prevalence of cyber-attacks grow, it is more essential than ever for CCOs and firm leaders to understand how to effectively manage vendor risks. This session covers the risks and threats associated with vendors, vendor lifecycle phases, controls and compliance, and actionable tips firms can leverage to strengthen vendor risk management programs.
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