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2024 Small Firm Conference

2024 FINRA Small Firm Conference

The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

Agenda

View the agenda for the 2024 Small Firm Conference.

Location

Chicago, IL

Registration

Register now for the 2025 Small Firm Conference.

Exhibitor Opportunities

FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeffrey Arcuri via email to request a conference exhibitor package.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

Press

This event is not open to the media.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

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