2022 Advertising Regulation Conference Materials
FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance professionals. Industry and regulatory speakers facilitate interactive, forward-looking discussions on current practices, policies, priorities and rulemaking. The conference also provides the opportunity to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours and throughout the event.
This page provides electronic access to materials for registered attendees of the 2022 FINRA Advertising Regulation Conference.
Thursday, October 20
9:30 a.m. – 10:00 a.m.
Plenary Session I: Welcome Remarks and Advertising Regulation Priorities
10:00 a.m. – 11:00 a.m.
Plenary Session II: Current Issues
11:15 a.m. – 12:15 p.m.
1:30 p.m. – 2:30 p.m.
Concurrent Sessions II
2:45 p.m. – 3:45 p.m.
4:00 p.m. – 5:00 p.m.
Plenary Session III: Ask Advertising Regulation Senior Staff
Friday, October 21
8:45 a.m. – 9:30 a.m.
9:45 a.m. – 10:45 a.m.
11:00 a.m. – 12:00 p.m.
Additional Information
FINRA News
- FINRA’s Advertising Regulation Web Page
- 2022 Industry Snapshot
- 2022 Report on FINRA’s Examination and Risk Monitoring Program
Other FINRA Programs
Social Media
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