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Small Firm Conference Call: Regulatory Notice 24-02: Residential Supervisory Location and Remote Inspections Pilot Program – Audio Recording

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss Regulatory Notice 24-02 which includes Residential Supervisory Location and the Remote Inspections Pilot Program

Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Eric Chandler, Vice President, Member Supervision
  • Kosha Dalal, Vice President, Member Supervision
  • Sarah Kwak, Associate General Counsel
  • Paul Rothstein, Senior Director and Assistant Chief Economist
  • Miko Somborac, Director, Technology
  • Kayte Toczylowski, Vice President, Member Relations and Education
  • Jim Wrona, Vice President and Associate General Counsel

 

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