Small Firm Conference Call: 2023 Report on FINRA’s Examination and Risk Monitoring Program – Audio Recording

January 12, 2023

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by Member Supervision senior staff to discuss the 2023 Report on FINRA’s Examination and Risk Monitoring Program. Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Meredith Cordisco, Vice President, Member Supervision Regulatory Advisor and Stakeholder Engagement
  • Brian Kowalski, Vice President, Member Supervision
  • Joe Sheirer, Vice President, Member Supervision
  • Kayte Toczylowski, Vice President, Member Relations and Education

 

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