Small Firm Conference Call: 2022 Report on FINRA’s Examination and Risk Monitoring Program– Audio Recording

February 28, 2022

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by Member Supervision staff to discuss the 2022 Report on FINRA’s Examination and Risk Monitoring Program.

Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Greg Ruppert, Executive Vice President, Member Supervision
  • Kayte Toczylowski, Vice President, Member Relations and Education
  • Demetrios “J” Koutros, Vice President, Member Supervision
  • Joe Sheirer, Vice President, Member Supervision

 

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