2018 FINRA Regional Committee Election

On October 16, 2018, executive representatives of FINRA member firms were mailed an Election Notice and ballot to elect committee members for FINRA Regional Committees. Ballots must be returned no later than November 15, 2018, and the newly elected committee members will take office in January 2019.

Candidates

Each candidate was provided an opportunity to submit a biography and statement. FINRA has posted the information from the candidates to help firms learn more about each candidate in their region.

Firms may vote for two candidates for the seats corresponding to their district (except for District 10, which has four open seats).

Midwest Region Committee

• Mid West Region Committee District 4 Candidate - 2018 Election
• Mid West Region Committee District 8 Candidate - 2018 Election

New York Region Committee

• New York Region Committee District 10 Candidate - 2018 Election

North Region Committee

• North Region Committee District 9 Candidate - 2018 Election
• North Region Committee District 11 Candidate - 2018 Election

South Region Committee

• South Region Committee District 5 Candidate - 2018 Election
• South Region Committee District 6 Candidate - 2018 Election
• South Region Committee District 7 Candidate - 2018 Election

West Region Committee

• District 1 (No Candidates)
• West Region Committee District 2 Candidate - 2018 Election
• West Region Committee District 3 Candidate - 2018 Election