Julie Glynn

Julie Glynn is the Senior Vice President of Enforcement Legal. In this role, Ms. Glynn is a senior legal advisor to the Executive Vice President and Head of Enforcement. She is responsible for monitoring and advising on high-impact and noteworthy investigations and disciplinary actions, including litigation, across the Enforcement department and in coordination with FINRA’s Regulatory Operations teams, as well as managing the performance of the Enforcement attorney teams. She works across Regulatory Operations in identifying and monitoring matters involving high-risk firms and brokers across the Enforcement program. She oversees four chief counsel Enforcement teams and the Litigation team.

Ms. Glynn joins FINRA from J.P. Morgan Chase, where she was the General Counsel for its wealth management line of business. Ms. Glynn previously worked at FINRA from 2005 to 2011 as an Enforcement attorney. Before that, she worked at Morgan Stanley and Morrison & Foerster. She started her legal career as a federal law clerk and then served as a teaching fellow at Georgetown Law School.

Ms. Glynn received her Bachelor of Arts from New York University College of Arts and Sciences and earned her Juris Doctor from the New York University School of Law.