Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with the Boston Stock Exchange
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt rules relating to a new Trade Reporting Facility (the "NASD/BSE TRF") to be established by NASD, in conjunction with the Boston Stock Exchange ("BSE"), that would provide members another mechanism for reporting trades in exchange-listed securities effected otherwise than on an exchange.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 250.02 KB | |
Federal Register Notice | PDF - 75.91 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 199.58 KB | |
Approval Order | PDF - 76.53 KB |