Entitlement Program
The FINRA Entitlement Program provides a secure way for firms to access many of the web-based applications, materials and services they use with a single user ID and password.
To learn more about the SAA’s role and responsibilities, please consult the following resources:
Following are links to additional information regarding the FINRA Entitlement Program:
- Announcements
- Password Requirements
- Systems/Applications Information
- FINRA Entitlement Program Terms of Use (Updated April 2022) - View or print the terms and conditions which appear on the login page of a participating application.
Entitlement Agreements & Requests
- SAA Entitlement – Access the New Organization SAA Agreement to designate an SAA for your new firm and review instructions for replacing/updating an SAA, as well as information pertaining to the annual FINRA Entitlement user accounts certification process.
- SAAs are responsible for creating and maintaining account administrator and user accounts for their firms. If you do not know who the SAA is at your firm, log in via the Firm Gateway, click on My Account and view information in the Organization Profiles section.
- FINRA Entitlement Program Certification Representative (CRep) Designation Request – Applies to organizations without an SAA
- Entitlement Information for FTP/IFT Users – Applies to File Transfer Applications
- Entitlement Information for Service Providers – Applies to File Transfer Applications
- Investment Adviser Entitlement Agreement & Information – Applies to the Investment Adviser Registration Depository (IARD) System