Arbitration Awards Online

Claimant(s): Julius Moore

Claimant Representative(s): Julius J. Moore

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Kathleen Crowder

Claimant Representative(s): Kathleen Crowder

Respondent(s): Brian Ikemeier, Edward Jones, Joel Chaney, William Kay

Claimant(s): Alison Reardon

Claimant Representative(s): Alison Reardon

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Ronald Vaughn

Claimant Representative(s): Ronald D. Vaughn

Respondent(s): Moomoo Financial Inc.

Claimant(s): Anthony Paschal

Claimant Representative(s): Anthony Diante Paschal

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): John Pancoast

Claimant Representative(s): John W. Pancoast

Respondent(s): Joshua Levine, T. Rowe Price Investment Services, Inc., Moriah Yousefi

Claimant(s): Jason Halko

Claimant Representative(s): Peter Lindholm

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Boustead Securities, LLC

Claimant Representative(s): Gordon C Young

Respondent(s): Arcadia Securities, LLC, OS Therapies, Inc.

Claimant(s): Central National Bank

Claimant Representative(s): Bruce W. Barnes

Respondent(s): Stuart Wells

Claimant(s): Thomas Arnold

Claimant Representative(s): Dochtor Kennedy MBA

Respondent(s): NYLife Securities LLC

Claimant(s): Francisco Adamopoulos

Claimant Representative(s): Peter C. Rageas

Respondent(s): Stifel, Nicolaus & Co., Inc., Loren Morrison, Michelle Stebbins, Stifel Independent Advisors, LLC

Claimant(s): Aaron Werner

Claimant Representative(s): Jennifer Cox

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Juan Delgado-Polanco

Claimant Representative(s): Juan M Delgado-Polanco

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Neil Harnen

Claimant Representative(s): Kenneth M. Sullivan

Respondent(s): Gerardo Soriano, John Bantug, Capital Investors Group, Inc.

Claimant(s): Brandon Bernfeld Perkins

Claimant Representative(s): Christopher H. Tovar

Respondent(s): J.P. Morgan Securities, LLC