Arbitration Awards Online

Claimant(s): Rey Medina Velez

Claimant Representative(s): Roberto C. Quiñones

Respondent(s): UBS Financial Services Inc.

Claimant(s): Carlina Rodriguez

Claimant Representative(s): Nico Banks

Respondent(s): SW Financial

Claimant(s): Chad Harman

Claimant Representative(s): Bradford M. Gucciardo

Respondent(s): Chelsea Financial Services

Claimant(s): Robin Brubacher

Claimant Representative(s): William E. Mahoney

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Dale L. Deahn IRA

Claimant Representative(s): Dale L. Deahn

Respondent(s): Kenneth Ulrich

Claimant(s): Paul Valentine

Claimant Representative(s): Corri A. Hopkins

Respondent(s): Edward Jones

Claimant(s): Raymond James Financial Services, Inc.

Claimant Representative(s): Bruce W. Barnes

Respondent(s): Meredith Webber

Claimant(s): Scott Branson

Claimant Representative(s): Scott Lake Branson

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): The MW Trust

Claimant Representative(s): Andrew M Greenidge

Respondent(s): Saturna Brokerage Services, Inc

Claimant(s): Ordower & Ordower P.C. Pension

Claimant Representative(s): Lawrence Ordower

Respondent(s): Carlo Licata, Craig Zvonar, Morgan Stanley, Mark Evans

Claimant(s): Philip Maliniak, Xerxes Nabong

Claimant Representative(s): Tosh D. Grebenik

Respondent(s): Sagepoint Financial, Inc., United Planners' Financial Services Of A

Claimant(s): Nicolas Smoller

Claimant Representative(s): Brian Kennedy

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Matthew Moll

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Hilltop Securities Inc.

Claimant Representative(s): Richard D. Pullman

Respondent(s): Careena Patel

Claimant(s): Jerry Hemmer

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Amy Marx