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Investor Education

Promoting Informed Decision Making

FINRA has launched an online advertising campaign, “Get Your Head In the Trade,” encouraging new investors to understand investment risks and rewards as well as their own financial goals and risk tolerance.
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2024 Compliance Outreach Program

The 2024 Compliance Outreach Program for Municipal Advisors and Municipal Dealers is a free live-streamed and in-person program designed to provide municipal market participants an opportunity to hear from SEC, MSRB and FINRA staff on timely regulatory and compliance matters for municipal advisors and dealers.
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Report / Study

2024 Industry Snapshot

FINRA regulates a critical part of the securities industry – member brokerage firms doing business in the United States. In an effort to increase public awareness and understanding about the broad range of FINRA-registered firms and individuals, FINRA shares an annual snapshot of some of the data collected in the course of its work.
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See What's New

How FINRA Serves Investors and Members

As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways.

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Exposing Insider Risk

FINRA’s Insider Trading Detection Program is designed to provide U.S. law enforcement and regulators worldwide with actionable intelligence about potential insider trading that occurs on the U.S. markets. The intelligence we provide—over 450 referrals in 2023 alone—routinely result in criminal and civil action.

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FINRA’s Crypto Hub

The Crypto Hub is a FINRA-wide effort to ensure we are prepared to fulfill our regulatory mission regarding the crypto asset-related activities of member firms and associated persons. The Hub serves as a nerve center to manage FINRA’s regulatory work related to crypto assets.

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Announcements

Finra 85
FINRA Turns 85
This year, FINRA turns 85. This milestone is more than a number. It’s a testament to FINRA’s enduring commitment to protecting investors and safeguarding market integrity.
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Follow FINRA on Instagram
Follow FINRA's new Instagram page at @_FINRA to find investor-focused content designed to help the everyday investor up their investing know-how.
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Investor Insights
SIM Swapping Risks to Investors
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Report / Study
The Metaverse and the Implications for the Securities Industry
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Guidance
Form BR Functionality Enhancements for Form BR Amendments and Updated RSL FAQs
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