2020065127101 Creand Securities CRD 38964 AWC gg.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020065127101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Creand Securities (Respondent)
Member Firm
CRD No. 38964
Pursuant to FINRA Rule 9216, Respondent Creand Securities submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.