SR-FINRA-2018-040
Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (a)(3) of FINRA Rule 4512 (Customer Account Information) to permit the use of electronic signatures and to clarify the scope of the rule.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 232.5 KB | |
| Federal Register Notice | PDF - 214.83 KB | |
| Extension No. 1 | PDF - 197.25 KB | |
| Notice of Designation of a Longer Period for Commission Action | PDF - 233.72 KB | |
| Approval Order | PDF - 242.72 KB |