Arbitration Awards Online

Claimant(s): Cory Wiedel

Claimant Representative(s): Samuel B. Edwards

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Emily Guerrieri

Claimant Representative(s): Matthew N. Thibaut

Respondent(s): Park Avenue Securities LLC

Claimant(s): Kestra Financial, Inc., Kestra Investment Services, Llc

Claimant Representative(s): Richard A. D'Amura

Respondent(s): Durgesh Rajawat

Claimant(s): Edward Charton

Claimant Representative(s): Michael Bessette

Respondent(s): LPL Financial LLC

Claimant(s): Jeffrey McDonald

Claimant Representative(s): Craig A. Riha

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Edward Hickey

Claimant Representative(s): Harris Freedman

Respondent(s): LPL Financial LLC

Claimant(s): Cobra Trading, Inc.

Claimant Representative(s): Chifeng Jiang

Respondent(s): Shaun Murphy

Claimant(s): William Klocek

Claimant Representative(s): William S. Klocek

Respondent(s): Morgan Stanley & Co., LLC

Claimant(s): Mitchell Voss

Claimant Representative(s): Harris Freedman

Respondent(s): Mutual Securities, Inc.

Claimant(s): Edward Jones

Claimant Representative(s): Lori H. Patterson

Respondent(s): Angel Santiago, Benjamin Murphy, David Boothby, Dylan Ripley, Frank Shultz, Jeremy Self, Timothy Hall, Todd Vincent, Troy Vincent, Cedarwood Financial Partners, Commonwealth Financial Network

Claimant(s): Laura A. Carr, Ronald J. Carr

Claimant Representative(s): Samuel Edwards

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Jesse David, Jesse David IRA

Claimant Representative(s): Matthew N. Thibaut

Respondent(s): Michael Coyne, First Trust Portfolios L.P.

Claimant(s): SEP FBO Leslie Trager

Claimant Representative(s): Leslie Trager

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Robert Burnett

Claimant Representative(s): Robert W. Burnett

Respondent(s): Peter Johns

Claimant(s): Bruce Kupelnick

Claimant Representative(s): Chad M. Ostrosky

Respondent(s): Joseph Chalifoux, Citizens Securities, Inc.