FINRA Manual Updates

Recently updated entries of the FINRA Manual

  • 12800. Simplified Arbitration ( )
    FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART VIII SIMPLIFIED ARBITRATION DEFAULT PROCEEDINGS, AND EXPUNGEMENT PROCEEDINGS
  • 7720. Securities Lending and Transparency Engine (SLATE) ( )
    FINRA Rules >> 7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES >> 7700. CHARGES FOR OTC REPORTING FACILITY AND TRADE REPORTING AND COMPLIANCE ENGINE SERVICES
  • 13606. Record of Proceedings ( )
    FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART VI HEARINGS; EVIDENCE; CLOSING THE RECORD
  • 12606. Record of Proceedings ( )
    FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART VI HEARINGS; EVIDENCE; CLOSING THE RECORD