Webinars

FINRA webinars are free online video programs delivered right to your desktop. Webinars include panel discussions with FINRA staff and/or industry experts and feature online resource materials that participants can access from their own computers.

Upcoming Webinars

FINRA Webinars: Third-Party Vendor Request

Join these webinars for an overview of the Third-Party Vendor request. Hear why FINRA is requesting this information and how your data will be used and answers frequently asked questions.

FINRA Webinar: New/Update Regulatory Notifications

Feb. 4 • 4:30 – 5:15 p.m. ET • Virtual Event
In 2024, FINRA implemented streamlined and intuitive data entry process for firms’ Financial Notifications and Regulatory Notifications, which includes a new amendment function to help firms make updates and changes to forms. Join this webinar for a high-level overview of this implementation and a demonstration of the new forms.

Previous Webinars

• Account Management: Annual Super Account Administrator (SAA) Certification
• Account Management: Fast Account Switching
• Account Management: Roles
• Account Management: Update/Replace Super Account Administrator (SAA) 
• Ask FINRA Advertising Regulation Senior Staff
• Customer Information Request Overview
• Disclosure Video Series
• FINRA Account Details Report
• FINRA eFOCUS Redesign
• FINRA Gateway, Feature Highlights
• FINRA Gateway Reports: Enhancements and New Templates
• FINRA Gateway Reports: New Features and Templates
• FINRA Spotlight Webinar
• Move Over Firm Gateway; FINRA Gateway is Coming Soon
• Move Over, Firm Gateway: What to Expect on August 21, 2021
• Registration System Changes 
• Rule 4111 Compliance Tool
• Rule 6151 Report Submission
• Senior Safe Act Webinar: Identifying and Reporting Suspected Exploitation

FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.

Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.