Trading Notification Form

Security Symbol and Name

Please provide the name of Issuer and the symbol of the security that is the subject of the distribution.

Symbols of Covered Securities

Please provide the security symbol(s) of all reference securities of the security that is the subject of the distribution.

Concurrent Offering?

Please select "Yes" if there are two distinct securities belonging to the same Issuer being distributed concurrently, where one distribution is in the common equity of the issuer and the other is in a convertible product. (Note: A separate Firm Deal ID for each issue will need to be submitted (i.e. provide separate notifications with respect to the distribution of the common equity and the convertible product)).

Type of Transaction

Trade Date/Number of Shares/Average Price

If At-the-Market was selected as the Type of Transaction, please provide each trade date on which an At-the-Market transaction took place, the aggregate number of shares for that date, and average price for that date. If transactions took place over several trade dates, add a new row of data for each trade date.

Type of Security Offered

Please select the type of security being offered (e.g., common stock, preferred stock, etc.)

Number of Shares Offered

Please provide the total number of shares being offered. An amended filing should be made after exercising any green shoe or over-allotment option.

Offering Price

Last Sale before Distribution

Please provide the last sale price (e.g. typically the closing price) in the open market prior to time that the selling security holder and the distribution participant(s) agreed upon the offering price, whether or not the agreement is memorialized in writing.

Pricing Basis

Please select the basis used to determine the price at which the offering is being distributed.

Pricing Date

Please provide the date on which the offering price is agreed upon by the selling security holder and the distribution participant(s), whether or not the agreement is memorialized in writing.

SEC Effective Date and Time

If applicable, please provide the date and the time that the SEC declared the offering effective.

Trade Date

If applicable, please provide the first trade date that the shares from the distribution are available for trading in the aftermarket.

Restricted Period

This line item pertains to whether the Issue itself is subject to a restricted period based on the calculation of the Issue's ADTV and value of the public float. Please select "NA" if the ADTV is at least $1 million and the value of the public float is at least $150 million. Please select "1 day" if the ADTV is at least $100,000.00 and value of the public float is at least $25,000,000.00. Please select "5 day" for all other issues that do not meet the criteria for either an actively traded security or a "1 day" restricted security. This line item refers to the restricted period of the Issue itself, not the restricted period adhered to by members of the syndicate.

"Actively Traded" Instruction/fields

Required for all offerings in "actively traded" issues. If the determination of the actively traded exception is based on the firm's internal calculations, please select the box titled "The Following" and provided the firm's calculations, as well as the source of the information provided. If the firm is relying on something other than a UAR or its internal calculations select "Other" and please provide evidence of such determination.

Commencement Date and Time

Required for all filings subject to a 1 or 5 day Restricted Period. Please provide the date and the time when the Restricted Period commences. Typically, the commencement date should be either the 1 full trading day or 5 full trading days prior to the pricing of the offering. In the case of certain distributions such as mergers and acquisitions, the restricted period may be longer. The end date should be the date when the firm's participation in the offering is completed.

Member Firm/CRD

Please provide the name and CRD number of all affiliated purchasers, syndicate and selling group members participating in the distribution, regardless of whether they are a market maker in this issue.

MPID

Please provide the Market Participant ID ("MPID") all affiliated purchasers, syndicate and selling group members participating in the distribution. This MPID can be found on www.nasdaqtrader.com. NYSE Arca (only) firms will not have an MPID. As such, please provide the ETPID for NYSE Arca (only) firms. If no MPID or ETPID exists for the firm, leave this field blank.

Non-Member Firm?

Please select "yes" if any affiliated purchaser, syndicate or selling group member, is not a FINRA, Arca or NYSE member firm. If Non-Member Firms are participating in this offering, list the Firm names below.

Engaged in a Syndicate Covering Transaction/Imposed a Penalty Bid or Entered a Stabilizing Bid

If applicable, please confirm whether the firm engaged in a syndicate covering transaction, imposed a penalty bid or entered a stabilizing bid. Please note, confirmation of such activity is required within 1 business day of completion of the activity and therefore an amended trading notification may be required if said activity occurs later than close of business on the day following pricing.

Dates/Aggregate Number of Shares

If applicable, please provide the date(s) on which the firm engaged in a syndicate covering transaction, imposed a penalty bid or entered a stabilizing bid. Additionally, for each trade date that a syndicate covering transaction occurred, please provide the total number of shares executed on that date. In the event that syndicate covering transactions occurred on more than one trade date, only one confirmation is required and should be submitted within one business day following the completion of all syndicate covering transactions. Note: NYSE Rule 5190(e)(2) requires that NYSE member firms provide the total number of shares and trade dates for syndicate covering transactions, stabilizing bids, and penalty bids