Approved Rule Changes Pending Determination of Effective Date
SR-FINRA-2024-008
SR-FINRA-2024-004
SR-FINRA-2024-001
SR-FINRA-2023-016
SR-FINRA-2022-031
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
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Firm compliance professionals can access filings and requests, run reports and submit support tickets.